Unclaimed
Gregory Marsh Douglas has been in the financial services industry since 1993. Gregory is currently registered with The Leaders Group, Inc. in Littleton, Colorado. Gregory has a Series 6, Series 63 and SIE license and has been a registered representative since 1993. Gregory holds a current license for the following states: Connecticut, Florida, Massachusetts, New York, North Carolina, Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/23/2000 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CT
05/04/1998 - 06/19/2000
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
PA
08/25/1993 - 03/23/1998
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
IA
Issued 01/19/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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