Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Malcolm is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Gregory has over 15 years of experience in the industry, having previously worked at PNC INVESTMENTS and HORNOR, TOWNSEND & KENT, INC. Gregory is a registered investment advisor and is licensed to sell securities in multiple states. Gregory's areas of expertise include portfolio management, financial planning, and retirement planning. Gregory specializes in serving high-net-worth individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
05/05/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NORTH WALES PA)
PA
05/20/2008 - 05/01/2017
PNC INVESTMENTS (NORTH WALES PA)
PA
01/23/2002 - 02/19/2008
HORNOR, TOWNSEND & KENT, INC. (CONSHOHOCKEN PA)
IA
Issued 03/11/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/03/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/12/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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