Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Metz is a financial advisor registered with Wells Fargo Clearing Services, LLC. Gregory has been in the industry since August 26, 2000. Gregory is registered in Arkansas, Massachusetts, Texas, and Utah. Gregory is a Series 7, 9, 10, 31, 63, and 65 licensed advisor and has passed the SIE exam. Gregory was previously employed by UBS Financial Services Inc. and Morgan Stanley Smith Barney.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
02/01/2022 - Present
Wells Fargo Clearing Services, LLC (SAN ANTONIO TX)
TX
12/17/2010 - 06/25/2021
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
TX
06/01/2009 - 01/03/2011
MORGAN STANLEY SMITH BARNEY (SAN ANTONIO TX)
TX
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAN ANTONIO TX)
TX
05/14/2004 - 04/02/2007
MORGAN STANLEY DW INC. (SAN ANTONIO TX)
NJ
01/20/2000 - 06/08/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
IA
Issued 12/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/05/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/07/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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