Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory McGauley is a financial advisor who has been in the industry since 1994. Gregory is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously been employed with CREDIT SUISSE SECURITIES (USA) LLC. Gregory has a wide range of experience in the financial services industry and is licensed to provide investment advice in a number of states. Gregory specializes in providing investment advice to individuals, families, and businesses. Gregory is committed to providing personalized financial advice that helps clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
01/25/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOSTON MA)
NY
11/10/2008 - 04/09/2009
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/04/1994 - 11/12/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/25/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/04/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2009
Series 3 - National Commodity Futures Examination
BC
Issued 10/03/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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