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Gregory M Cedrone

Mizuho Securities USA LLC

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About Gregory M Cedrone

Gregory Cedrone is a financial advisor who has been in the industry since May 25, 2002. Gregory is currently registered with Mizuho Securities USA LLC. Gregory has previously worked at BOFA SECURITIES, INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Gregory has passed a number of securities exams including Series 7, Series 10, Series 24, and Series 57TO. Gregory is registered in 52 states and the District of Columbia.

Firm Information

Gregory Cedrone is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Cedrone’s Registration & Firm History

MA

05/04/2021 - Present

Mizuho Securities USA LLC (BOSTON MA)

MA

05/10/2019 - 04/20/2021

BOFA SECURITIES, INC. (BOSTON MA)

MA

05/13/2002 - 05/10/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)

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Licenses & Designations

BC

Issued 03/11/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/23/2014

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/04/2013

Series 3 - National Commodity Futures Examination

BC

Issued 03/29/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/04/2002

Series 25 - NYSE Trading Assistant Examination

BC

Issued 01/17/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Gregory M Cedrone.
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