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Gregory Louis Gaspari

Tradition Securities AND Derivatives LLC

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About Gregory Louis Gaspari

Gregory Gaspari is a securities professional with over 35 years of experience in the industry. Gregory is currently registered with Tradition Securities And Derivatives LLC as a Registered Representative. Prior to joining Tradition Securities And Derivatives LLC, Gregory was employed by Avatar Capital Group LLC, Tradition Securities And Derivatives Inc., Hartfield, Titus & Donnelly, LLC, Titus & Donnelly LLC, Cantor Fitzgerald Securities, Cantor Fitzgerald Partners, and J.J. Kenny Drake, Inc. Gregory holds the following licenses: Series 63, Series 72, SIE, and Series 52. Gregory is currently registered in New York.

Firm Information

Gregory Gaspari is currently registered with Tradition Securities AND Derivatives LLC. Tradition Securities AND Derivatives LLC is a Limited Liability Company formed on March 30, 1989. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Gaspari’s Registration & Firm History

NY

03/16/2022 - Present

Tradition Securities AND Derivatives LLC (New York NY)

NJ

03/01/2019 - 04/12/2022

AVATAR CAPITAL GROUP LLC (JERSEY CITY NJ)

NY

11/14/2011 - 02/21/2019

TRADITION SECURITIES AND DERIVATIVES INC. (New York NY)

NJ

10/01/1999 - 11/14/2011

HARTFIELD, TITUS & DONNELLY, LLC (JERSEY CITY NJ)

NY

08/03/1995 - 01/07/2000

TITUS & DONNELLY LLC (NEW YORK NY)

NY

11/01/1993 - 11/16/1995

CANTOR FITZGERALD SECURITIES (NEW YORK NY)

NY

09/18/1992 - 11/16/1995

CANTOR FITZGERALD PARTNERS (NEW YORK NY)

NY

02/10/1987 - 06/18/1992

J.J. KENNY DRAKE, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/25/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/09/1987

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gregory Louis Gaspari.
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