Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Louis Brodnik is a financial advisor with Schwab Wealth Advisory, Inc. Gregory has been working in the financial services industry since 2000. Gregory is licensed in numerous states, including Indiana, South Dakota, and Texas. Gregory has a Series 6, 7, 9, 63, and 66 license. Gregory provides financial planning services, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
1
2
IN
01/11/2021 - Present
Schwab Wealth Advisory, Inc. (INDIANAPOLIS IN)
IN
03/16/2016 - 08/07/2017
TD AMERITRADE, INC. (INDIANAPOLIS IN)
IN
12/16/2014 - 03/04/2016
RAYMOND JAMES & ASSOCIATES, INC. (GREENWOOD IN)
IN
06/18/2004 - 03/23/2009
FIFTH THIRD SECURITIES, INC. (GREENWOOD IN)
MA
09/23/2003 - 10/09/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MA
10/24/2000 - 06/10/2002
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BOTH
Issued 01/27/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2014
Series 7 - General Securities Representative Examination
BC
Issued 10/23/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Gregory Brodnik is the right advisor for you? Invested Better is here to help.
