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Gregory Lopez

Fidelity Brokerage Services LLC

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About Gregory Lopez

Gregory Lopez is a registered representative with Fidelity Brokerage Services LLC, a FINRA and SEC registered broker-dealer. Gregory is registered in 53 states. Gregory has been in the financial services industry since 2020 and previously worked at Equitable Advisors, LLC. Gregory has passed the Series 7TO, Series 63 and SIE exams.

Firm Information

Gregory Lopez is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Lopez’s Registration & Firm History

RI

05/22/2023 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

FL

10/19/2020 - 12/05/2022

EQUITABLE ADVISORS, LLC (FORT MYERS FL)

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Licenses & Designations

BC

Issued 06/08/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/19/2020

Series 7TO - General Securities Representative Examination

BC

Issued 07/27/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Gregory Lopez.
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