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Gregory Lloyd Bernhardt

Independent Financial Group, LLC

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About Gregory Lloyd Bernhardt

Gregory Bernhardt is a financial advisor at Independent Financial Group, LLC, based in Walnut Creek, CA. Gregory has been in the financial services industry since 1980. Gregory holds a Series 63 and Series 7 license and is also a Certified Financial Planner. Gregory's specialties include providing financial planning, portfolio management for individuals and businesses, and pension consulting services.

Firm Information

Gregory Bernhardt is currently registered with Independent Financial Group, LLC. Independent Financial Group, LLC is a limited liability company formed in July 2001 and headquartered in San Diego, California. The firm offers financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They manage approximately $1 billion to $10 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, charitable organizations, and pension plans. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Independent Financial Group, LLC

12671 HIGH BLUFF DR

SAN DIEGO, CA 92130

$6.75B

Assets Under Management

270

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Gregory Bernhardt’s Registration & Firm History

CA

07/15/2022 - Present

Independent Financial Group, LLC (Walnut Creek CA)

CA

06/30/2022 - 07/15/2022

NPB FINANCIAL GROUP, LLC (Walnut Creek CA)

CA

06/21/2022 - 07/01/2022

KINGSWOOD CAPITAL PARTNERS, LLC (SAN DIEGO CA)

CA

07/11/2013 - 06/22/2022

NPB FINANCIAL GROUP, LLC (WALNUT CREEK CA)

CA

08/03/2009 - 07/15/2013

SAMMONS SECURITIES COMPANY, LLC (WALNUT CREEK CA)

CA

02/01/2008 - 07/14/2009

METLIFE SECURITIES INC. (WALNUT CREEK CA)

CA

06/02/2003 - 01/24/2008

INVESTORS CAPITAL CORP. (PLEASANT HILL CA)

MN

03/19/2003 - 05/23/2003

USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)

MA

05/12/2000 - 03/19/2003

INVESTORS CAPITAL CORP. (LYNNFIELD MA)

CA

11/05/1999 - 05/11/2000

FIRST SECURITIES USA, INC. (IRVINE CA)

CA

08/01/1995 - 11/05/1999

FIRST ASSOCIATED SECURITIES GROUP, INC. (CHICO CA)

AZ

01/06/1995 - 06/06/1995

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

CA

01/14/1993 - 01/04/1995

FIRST ASSOCIATED SECURITIES GROUP, INC. (CHICO CA)

RI

05/24/1991 - 02/08/1993

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

NY

05/29/1987 - 05/29/1991

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

02/14/1986 - 05/20/1987

PRUDENTIAL-BACHE SECURITIES INC.

NA

01/19/1980 - 02/10/1986

E. F. HUTTON & COMPANY INC

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Licenses & Designations

BC

Issued 03/19/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/1980

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Gregory Lloyd Bernhardt. Review regulatory record here.
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