Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Leroy Walters is a financial professional with over 15 years of experience in the industry. Gregory is currently registered with Fidelity Brokerage Services LLC and holds licenses in Series 7, Series 9, Series 10, and Series 63. Gregory has a strong background in financial services, having worked with clients in Massachusetts, Texas and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
01/01/2006 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 01/04/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/22/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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