Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Rothrock is a financial advisor with Cetera Investment Advisers LLC. Gregory has been in the financial industry for 28 years and has held previous positions with USALLIANZ SECURITIES, INC., LOCUST STREET SECURITIES, INC., and PRUCO SECURITIES CORPORATION. Gregory has experience in financial planning, pension consulting, and portfolio management for businesses and individuals. Gregory has a strong track record of providing personalized financial advice to his clients.
ALBUQUERQUE, NM
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NM
06/29/2023 - Present
Cetera Investment Advisers LLC (ALBUQUERQUE NM)
MN
12/21/2000 - 12/20/2002
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
IA
05/13/1999 - 12/19/2000
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
NJ
08/07/1995 - 05/12/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 1/9/2004
Series 66 - Uniform Combined State Law Examination
IA
Issued 3/2/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1997
Series 7 - General Securities Representative Examination
BC
Issued 8/4/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Gregory Rothrock is the right advisor for you? Invested Better is here to help.
