Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Johnson has been in the financial services industry since 1990. Gregory is currently registered with Oppenheimer & Co. Inc. and has previously held positions at Jefferies LLC, Oppenheimer & Co. Inc., Pierpont Securities LLC, Keefe, Bruyette & Woods, Inc., MF Global Inc., Piper Jaffray & Co., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Gregory is a licensed Series 7, 9, 10, 50 and 63 representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
GA
05/01/2019 - Present
Oppenheimer & Co. Inc. (ATLANTA GA)
GA
11/18/2015 - 04/11/2019
JEFFERIES LLC (ATLANTA GA)
GA
11/13/2013 - 11/20/2015
OPPENHEIMER & CO. INC. (ATLANTA GA)
NY
04/15/2013 - 09/04/2013
PIERPONT SECURITIES LLC (NEW YORK NY)
GA
12/06/2011 - 02/25/2013
KEEFE, BRUYETTE & WOODS, INC. (ATLANTA GA)
IL
09/08/2011 - 12/05/2011
MF GLOBAL INC. (CHICAGO IL)
NY
01/07/2010 - 08/16/2011
PIPER JAFFRAY & CO. (NEW YORK NY)
GA
10/19/1988 - 07/07/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)
BC
Issued 07/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/15/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/14/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/10/2019
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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