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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Horstman is a financial advisor with over 30 years of experience in the financial services industry. Gregory has a diverse background having worked with Lehman Brothers Inc, E.F. Hutton & Company Inc., Boettcher & Company, Inc. and Citigroup Global Markets Inc. before joining LPL Financial LLC in 2009. Gregory holds both Series 63 and 65 licenses, in addition to Series 7 and 31 licenses. Gregory is registered with FINRA and the state of Colorado, Texas, and 21 other states. Gregory focuses on investment advisory services, financial planning, pension consulting, educational seminars, and selection of other advisors. Gregory specializes in working with high-net-worth individuals, pension and profit sharing plans, and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
07/16/2009 - Present
LPL Financial LLC (GREENWOOD VILLAGE CO)
CO
06/01/2009 - 07/23/2009
MORGAN STANLEY SMITH BARNEY (ENGLEWOOD CO)
CO
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ENGLEWOOD CO)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
11/03/1987 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
10/21/1987 - 11/11/1987
BOETTCHER & COMPANY, INC.
IA
Issued 12/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/02/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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