Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Lawrence Closmore is a financial advisor who has been in the industry since March 9, 1982. Gregory is currently registered with Wells Fargo Clearing Services, LLC in Minnesota and Texas. Gregory previously worked at Principal Financial Securities, Inc., Hamilton Investments, Inc., PaineWebber Incorporated, and Dean Witter Reynolds Inc. Gregory has a wide range of experience and holds a number of licenses and certifications including Series 63, Series 65, Series 7, Series 9 and Series 10. Gregory provides a variety of services to clients, including financial planning, portfolio management, and investment consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
08/30/2019 - Present
Wells Fargo Clearing Services, LLC (MINNEAPOLIS MN)
TX
09/01/1994 - 05/11/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NA
12/20/1993 - 09/01/1994
HAMILTON INVESTMENTS, INC.
NJ
02/13/1989 - 12/11/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
03/02/1982 - 02/23/1989
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 07/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/26/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/31/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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