Unclaimed
Gregory Thatcher is a financial advisor at Raymond James & Associates, Inc. Gregory has been in the financial services industry since 1991. Gregory has been with Raymond James & Associates, Inc. since April 2011. Before joining Raymond James & Associates, Inc., Gregory was with Stifel, Nicolaus & Company, Incorporated. Gregory is registered as a Registered Representative, Investment Adviser Representative, and has the Series 7, 8, 63, and 65 licenses. Gregory is a Chartered Financial Analyst. Gregory is also the President of The Hester And Edwin Giddings Foundation, a non-profit organization.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
04/21/2011 - Present
Raymond James & Associates, Inc. (COLORADO SPRINGS CO)
MO
10/03/1997 - 05/31/2000
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MN
05/23/1989 - 10/23/1997
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
BC
Issued 11/14/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/19/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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