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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Roche is a financial advisor with over 20 years of experience in the industry. Gregory Roche is currently registered with Raymond James Financial Services Advisors, Inc. Gregory Roche's previous employers include Commonwealth Financial Network and Citigroup Global Markets Inc. Gregory Roche holds Series 3, 7, 63, and 65 licenses. Gregory Roche provides financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MA
04/19/2017 - Present
Raymond James Financial Services Advisors, Inc. (Boston MA)
MA
07/01/2005 - 02/28/2017
COMMONWEALTH FINANCIAL NETWORK (BOSTON MA)
NY
06/23/2000 - 07/18/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/07/1995 - 07/07/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 03/13/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2009
Series 3 - National Commodity Futures Examination
BC
Issued 09/06/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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