Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory L Gutierrez is a financial advisor who has been in the industry since 1997. Gregory is currently registered with Wells Fargo Clearing Services, LLC and holds licenses in California and Texas. Gregory has previously worked with Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Gregory specializes in providing financial planning, investment consulting, and portfolio management services to individuals, corporations and businesses, high net worth individuals, charitable organizations, pension and profit-sharing plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/07/2017 - Present
Wells Fargo Clearing Services, LLC (PASADENA CA)
CA
06/01/2009 - 12/18/2009
MORGAN STANLEY SMITH BARNEY (LOS ANGELES CA)
CA
11/03/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
NY
03/13/1997 - 11/15/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 04/14/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2007
Series 3 - National Commodity Futures Examination
BC
Issued 04/18/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 03/12/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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