Unclaimed
Gregory Knox Sparrow is an investment advisor representative with Ameriprise Financial Services, LLC. Gregory has been in the industry for over 24 years, beginning their career in 1998. Gregory holds a Series 7, Series 63, and Series 65 licenses. Prior to joining Ameriprise Financial Services, LLC, Gregory worked at Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., and UBS PaineWebber Inc. Gregory is registered to provide investment advisory services in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
02/12/2010 - Present
Ameriprise Financial Services, LLC (HOUSTON TX)
TX
02/12/2010 - 01/25/2023
AMERIPRISE FINANCIAL SERVICES, LLC (SUGAR LAND TX)
TX
06/01/2009 - 02/25/2010
MORGAN STANLEY SMITH BARNEY (HOUSTON TX)
TX
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HOUSTON TX)
TX
03/23/2001 - 04/02/2007
MORGAN STANLEY DW INC. (HOUSTON TX)
NJ
11/12/1998 - 04/02/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IA
Issued 12/01/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
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