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Gregory Killingsworth Smith

Capital Client Group, Inc.

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About Gregory Killingsworth Smith

Gregory Killingsworth Smith is a financial advisor with over 15 years of experience in the financial services industry. Gregory has a strong background in securities and investment advisory services, holding the Series 7, Series 63 and Series 66 licenses. Gregory is also a Certified Financial Planner. Gregory is currently registered with Capital Client Group, Inc. and previously held positions with Ameriprise Financial Services, Inc., First Trust Portfolios L.P. and U.S. Bancorp Investments, Inc.

Firm Information

Gregory Smith is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Gregory Smith’s Registration & Firm History

IN

02/13/2019 - Present

Capital Client Group, Inc. (CARMEL IN)

IL

10/06/2018 - 01/18/2019

AMERIPRISE FINANCIAL SERVICES, INC. (DOWNERS GROVE IL)

IL

03/28/2011 - 09/07/2018

FIRST TRUST PORTFOLIOS L.P. (WHEATON IL)

IL

01/10/2007 - 03/24/2011

U.S. BANCORP INVESTMENTS, INC. (NAPERVILLE IL)

IL

11/29/2005 - 12/20/2006

THRIVENT INVESTMENT MANAGEMENT INC. (DOWNERS GROVE IL)

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Licenses & Designations

BOTH

Issued 06/09/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/10/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/07/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/28/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gregory Killingsworth Smith.
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