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Gregory Kevin Steinmetz

Alps Portfolio Solutions Distributor, Inc.

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About Gregory Kevin Steinmetz

Gregory Kevin Steinmetz is a financial advisor in Denver, Colorado. Gregory has been in the financial industry since September 8, 2001, and is currently registered with Alps Portfolio Solutions Distributor, Inc.. Previously, Gregory was registered with ALPS DISTRIBUTORS, INC. in Denver, Colorado; JANUS DISTRIBUTORS LLC in Denver, Colorado; and CHARLES SCHWAB & CO., INC. in Westlake, Texas; and PAINEWEBBER INCORPORATED in Weehawken, New Jersey. Gregory is a Series 6, 7, 9, 10, 63, and 65 licensed advisor.

Firm Information

Gregory Steinmetz is currently registered with Alps Portfolio Solutions Distributor, Inc.. Alps Portfolio Solutions Distributor, Inc. is a corporation formed in March 2007. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Steinmetz’s Registration & Firm History

CO

01/02/2014 - Present

Alps Portfolio Solutions Distributor, Inc. (DENVER CO)

CO

06/25/2008 - 12/31/2013

ALPS DISTRIBUTORS, INC. (DENVER CO)

CO

08/03/2006 - 06/23/2008

JANUS DISTRIBUTORS LLC (DENVER CO)

TX

05/19/2004 - 12/03/2004

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

TX

01/14/1998 - 07/05/2001

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

NJ

11/18/1996 - 10/06/1997

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 07/24/2004

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 11/22/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/04/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/04/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/12/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/15/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gregory Kevin Steinmetz.
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