Unclaimed
Gregory Maloney is a financial advisor with over 38 years of experience in the financial industry. Gregory Maloney is currently registered with GWN Securities Inc., and has been with the firm since July 2004. Gregory Maloney has also been registered with PMG Securities Corporation, Legend Equities Corporation, and Legend Capital Corporation in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
1
2
NY
03/31/2021 - Present
GWN Securities Inc. (HAUPPAUGE NY)
IL
09/20/1995 - 07/30/2004
PMG SECURITIES CORPORATION (ELGIN IL)
FL
01/01/1994 - 09/26/1995
LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)
FL
12/21/1983 - 01/01/1994
LEGEND CAPITAL CORPORATION (PALM BEACH GARDENS FL)
BC
Issued 08/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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