Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory kevin? Claim Your ProfileGregory Kevin Dooley is a financial advisor with over 20 years of experience in the financial services industry. Gregory Dooley has held positions at several prominent firms, including UBS Securities LLC, Deutsche Bank Securities Inc., and most recently Regions Securities LLC. Gregory Dooley is registered to conduct business in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
12/11/2018 - Present
Regions Securities LLC (Charlotte NC)
NY
07/26/2017 - 12/17/2018
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
NY
06/04/2015 - 06/01/2017
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
CT
07/22/2013 - 05/27/2015
RBS SECURITIES INC. (STAMFORD CT)
NY
01/07/2013 - 05/08/2013
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
03/29/2007 - 12/22/2011
UBS SECURITIES LLC (NEW YORK NY)
NY
04/06/2005 - 03/27/2007
TD SECURITIES (USA) LLC (NEW YORK NY)
NY
07/11/2002 - 03/23/2005
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 09/30/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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