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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Kent Doctor is a financial advisor registered with LPL Financial LLC in STUART, FL. Doctor has been in the financial industry since July 10, 1988. Doctor's prior registrations include UBS Financial Services Inc, Investment Management & Research, Inc, Headford & Company, Incorporated, and Thomson McKinnon Securities Inc. Doctor holds FINRA Series 3, 5, 7, 15, 24, 63, and 65 licenses and the SIE exam. Doctor is also registered to provide investment advice in California, Connecticut, Florida, Indiana, Michigan, and New Jersey. Doctor is a registered representative for and an investment advisor representative of LPL Financial LLC, an SEC registered broker-dealer and investment advisor. Doctor is affiliated with LPL Financial LLC since 2005.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/02/2005 - Present
LPL Financial LLC (STUART FL)
NJ
10/15/1998 - 11/17/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
FL
01/07/1991 - 08/02/1993
INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)
IN
08/30/1989 - 01/08/1991
HEADFORD & COMPANY, INCORPORATED (FT WAYNE IN)
NY
04/20/1983 - 08/19/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
IA
Issued 10/15/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/1998
Series 3 - National Commodity Futures Examination
BC
Issued 10/05/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/12/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 06/03/1983
Series 5 - Interest Rate Options Examination
Active
Inactive
F
FINRA
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