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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Kaiser is a financial advisor with Wells Fargo Clearing Services, LLC. Gregory is a registered representative of the firm, and his current licenses include Series 63, Series 65, Series 7, Series 3, and Series 5. Gregory has been in the securities industry for over 35 years. Gregory has experience working with clients from Morgan Stanley Smith Barney and Citigroup Global Markets Inc. in addition to previous roles with Prudential Securities Incorporated and Drexel Burnham Lambert Incorporated. Gregory has a long history of successfully serving a wide range of clients, including high-net-worth individuals, corporations, pension plans, and charitable organizations. Gregory is dedicated to providing personalized financial advice and investment strategies to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/10/2012 - Present
Wells Fargo Clearing Services, LLC (LOS ANGELES CA)
CA
06/01/2009 - 01/13/2012
MORGAN STANLEY SMITH BARNEY (EL SEGUNDO CA)
CA
04/26/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (EL SEGUNDO CA)
NY
05/26/1989 - 05/03/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
02/04/1986 - 06/06/1989
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 02/08/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 01/13/1986
Series 15 - Foreign Currency Options Examination
BC
Issued 01/06/1986
Series 3 - National Commodity Futures Examination
BC
Issued 12/12/1985
Series 5 - Interest Rate Options Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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