Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Kenneth Fish is a financial advisor at LPL Financial LLC in Kirkwood, NY. Gregory has been working in the financial services industry since February 16, 1999. Prior to joining LPL Financial LLC, Gregory was a financial advisor at Janney Montgomery Scott LLC and Morgan Stanley DW INC. Gregory has a variety of licenses and certifications, including Series 63, 65, 7, 24, 31 and SIE. Gregory is a registered representative in Florida, Massachusetts, New York, Pennsylvania, Tennessee and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/24/2004 - Present
LPL Financial LLC (KIRKWOOD NY)
PA
05/24/2001 - 10/22/2004
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NY
02/09/1999 - 05/15/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 02/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 02/08/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Gregory Fish is the right advisor for you? Invested Better is here to help.
