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Gregory Kelly Springfield

Voya Financial Advisors, Inc.

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About Gregory Kelly Springfield

Gregory Springfield is a financial advisor with over 25 years of experience in the industry. Gregory is registered to provide investment advice in 54 jurisdictions and is currently associated with Voya Financial Advisors, Inc. Gregory has previously worked with VALIC Financial Advisors, Inc. and The Variable Annuity Marketing Company.

Firm Information

Gregory Springfield is currently registered with Voya Financial Advisors, Inc.. Voya Financial Advisors, Inc. is a corporation formed in 1968 and headquartered in Windsor, Connecticut. They offer financial planning, portfolio management for individuals and businesses, and educational seminars. With over 500 licensed investment advisor representatives and registered representatives, they manage approximately $3 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, and charitable organizations. They are registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Voya Financial Advisors, Inc.

ONE ORANGE WAY

WINDSOR, CT 06095

$3.05B

Assets Under Management

264

Total Clients

684

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Gregory Springfield’s Registration & Firm History

OH

08/30/2018 - Present

Voya Financial Advisors, Inc. (Columbus OH)

GA

01/25/1999 - 02/19/2014

VALIC FINANCIAL ADVISORS, INC. (ATLANTA GA)

TX

02/12/1997 - 12/31/2001

THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)

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Licenses & Designations

IA

Issued 12/30/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/16/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/18/2003

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 03/12/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/28/2002

Series 7 - General Securities Representative Examination

BC

Issued 02/06/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gregory Kelly Springfield.
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