Unclaimed
Gregory Deimund has been in the financial industry since 1990. Gregory is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and is licensed to provide investment advice in Missouri and Texas. Gregory has experience working with a variety of clients, including high-net-worth individuals, corporations, and pension plans. Gregory has a strong track record of success in the financial industry and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
10/16/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CAPE GIRARDEAU MO)
NA
01/15/1996 - 02/06/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
FL
01/30/1995 - 01/20/1996
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
WI
12/04/1991 - 02/03/1995
INVEST FINANCIAL CORPORATION (APPLETON WI)
NY
09/19/1990 - 11/22/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
11/17/1989 - 06/29/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 12/20/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/1991
Series 3 - National Commodity Futures Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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