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Gregory Keefer

Foreside Fund Services, LLC

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About Gregory Keefer

Gregory Keefer is a financial advisor with over 20 years of experience in the industry. Gregory currently works at Foreside Fund Services, LLC in New York, NY. Gregory has held previous roles at firms such as Janney Montgomery Scott LLC, First Trust Portfolios L.P. and Wachovia Securities, LLC. Gregory holds Series 7, 63, 55 and SIE licenses, and has passed the Uniform Investment Adviser Law Examination.

Firm Information

Gregory Keefer is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Keefer’s Registration & Firm History

NY

09/28/2023 - Present

Foreside Fund Services, LLC (New York NY)

NC

01/12/2022 - 09/05/2023

JANNEY MONTGOMERY SCOTT LLC (RALEIGH NC)

IL

04/02/2008 - 09/20/2021

FIRST TRUST PORTFOLIOS L.P. (WHEATON IL)

MO

02/13/2007 - 03/03/2008

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

MD

09/28/2005 - 09/08/2006

RYDEX DISTRIBUTORS, INC. (ROCKVILLE MD)

VA

01/12/2004 - 09/14/2005

CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)

WA

09/05/2002 - 07/03/2003

NELSON SECURITIES,INC. (SPOKANE WA)

NC

09/21/2001 - 12/19/2001

SYNERGY INVESTMENT GROUP, LLC (CHARLOTTE NC)

NJ

10/31/2000 - 09/26/2001

ALL-TECH DIRECT, INC. (MONTVALE NJ)

NY

10/13/2000 - 10/18/2000

THE VOLUME INVESTOR, INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/13/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/20/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/09/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/12/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gregory Keefer.
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