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Gregory K Brescol

Northwestern Mutual Investment Services, LLC

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About Gregory K Brescol

Gregory Brescol is a financial professional with over 10 years of experience in the financial services industry. Gregory is currently registered with Northwestern Mutual Investment Services, LLC and is licensed to provide investment advice in multiple states. Gregory holds Series 6, Series 63, and Series 65 licenses. Gregory is also registered as a Registered Representative with FINRA. In addition to his role at Northwestern Mutual Investment Services, LLC, Gregory is the owner of Gregory Brescol Real Property Holdings LLC. Gregory's professional experience includes roles at Northwestern Mutual Life Insurance Company, Northwestern Mutual Investment Services, LLC, Northwestern Mutual Wealth Management Company, and Brian A Kurtz.

Firm Information

Gregory Brescol is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

148 N Summit St

Toledo, OH 43604

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Gregory Brescol’s Registration & Firm History

OH

12/24/2014 - Present

Northwestern Mutual Investment Services, LLC (Toledo OH)

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Licenses & Designations

IA

Issued 12/20/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 8/1/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 7/12/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gregory K Brescol.
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