Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Waters is a financial advisor with over 40 years of experience in the industry. He has been registered with LPL Financial LLC since 2018. Previously, Gregory worked with INVEST Financial Corporation, Securities America, Inc., Royal Alliance Associates, Inc., Integrated Resources Equity Corporation, FFP Securities, Inc., O. R. Securities, Inc., and WZW Financial Services, Inc. Gregory holds Series 7, 24, 53, and 63 licenses and has earned the designation of Certified Financial Planner. Gregory has a strong background in providing financial planning, portfolio management, and other investment-related services to individual and business clients. Gregory Waters provides advisory services to individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
02/14/2018 - Present
LPL Financial LLC (CHESTERFIELD MO)
MO
11/09/2007 - 02/14/2018
INVEST FINANCIAL CORPORATION (CHESTERFIELD MO)
MO
05/13/1997 - 11/09/2007
SECURITIES AMERICA, INC. (CHESTERFIELD MO)
AZ
11/19/1989 - 05/13/1997
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
01/12/1989 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
10/23/1986 - 01/19/1989
FFP SECURITIES, INC.
NA
10/08/1985 - 10/30/1986
O. R. SECURITIES, INC.
NA
09/27/1983 - 10/08/1985
WZW FINANCIAL SERVICES, INC.
BC
Issued 10/21/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/1986
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/27/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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