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Gregory Joseph Tijerina

Siebert Williams Shank & CO., LLC

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About Gregory Joseph Tijerina

Gregory Joseph Tijerina is a financial advisor with Siebert Williams Shank & Co., LLC. Gregory has been in the financial services industry since 2001 and has a diverse background, having worked for several firms including Merrill Lynch and Banc One Capital Markets. Gregory holds the Series 7, Series 50, Series 52, Series 53 and SIE licenses. Gregory is registered in New York, New Jersey, Michigan and Massachusetts.

Firm Information

Gregory Tijerina is currently registered with Siebert Williams Shank & CO., LLC. Siebert Williams Shank & CO., LLC is a Limited Liability Company that was formed in March 1997. The firm is registered in all 50 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Tijerina’s Registration & Firm History

NY

08/25/2010 - Present

Siebert Williams Shank & CO., LLC (NEW YORK NY)

NY

04/22/2004 - 09/22/2009

SIEBERT, BRANDFORD, SHANK & CO., L.L.C. (NEW YORK NY)

NY

08/13/2003 - 09/17/2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

IL

07/18/2001 - 06/06/2003

BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 09/10/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/16/2016

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/07/2017

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 07/17/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gregory Joseph Tijerina.
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