Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Paine is a financial professional with over 35 years of experience in the industry. Gregory Paine has a strong background in both the brokerage and investment advisory fields, having worked with several firms over the years. Gregory Paine is currently a Registered Representative with LPL Financial LLC in Tacoma, WA. Gregory Paine is also a Registered Investment Advisor in Texas and Washington. Gregory Paine has a wide range of experience working with individuals, families, businesses, and charitable organizations. Gregory Paine is also licensed to sell insurance products. Gregory Paine provides a variety of financial services including investment management, financial planning, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
04/22/2019 - Present
LPL Financial LLC (TACOMA WA)
WA
02/28/2012 - 05/04/2018
CETERA ADVISORS LLC (TACOMA WA)
WA
07/02/1996 - 02/28/2012
PACIFIC WEST SECURITIES, INC. (TACOMA WA)
FL
07/15/1991 - 07/15/1996
INTERSECURITIES, INC. (ST. PETERSBURG FL)
NA
10/11/1989 - 07/15/1991
FEDERATION FOR FINANCIAL INDEPENDENCE
MA
07/07/1987 - 10/03/1989
BERKSHIRE EQUITY SALES, INC. (PITTSFIELD MA)
NA
05/05/1986 - 08/06/1987
RELIASTAR FINANCIAL MARKETING CORP.
IA
Issued 01/24/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/20/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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