Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Keating has been in the financial industry for over 20 years and is currently registered with Meridian Equity Partners, Inc. Gregory's experience includes roles at James E. Coffey Securities, Inc., Lek Securities Corporation, Trinity Trading Corp., and Rock Island Securities, Inc. Gregory holds Series 7, 25, 55, 57TO, and SIE licenses and is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/10/2015 - Present
Meridian Equity Partners, Inc. (NEW YORK NY)
NY
05/29/2007 - 06/03/2019
JAMES E. COFFEY SECURITIES, INC. (NEW YORK NY)
NY
09/12/2007 - 03/21/2014
LEK SECURITIES CORPORATION (NEW CITY NY)
NY
07/08/2005 - 05/29/2007
TRINITY TRADING CORP. (NEW YORK NY)
IL
03/28/2003 - 07/11/2005
ROCK ISLAND SECURITIES, INC. (CHICAGO IL)
BC
Issued 06/12/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/23/2004
Series 7 - General Securities Representative Examination
BC
Issued 09/02/2003
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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