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Gregory Joseph Hoffmann

Northwestern Mutual Investment Services, LLC

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About Gregory Joseph Hoffmann

Gregory Hoffmann is an active Investment Advisor Representative with Northwestern Mutual Investment Services, LLC. Gregory is a registered representative in Wisconsin. Gregory has worked in the securities industry since 2011. Gregory has passed exams to become a Registered Options Principal, a Municipal Securities Principal, and a General Securities Principal, as well as the Series 7 and Series 66 Exams. Prior to working with Northwestern Mutual Investment Services, LLC, Gregory worked with Investment Centers of America and SII Investments. Gregory is registered with Northwestern Mutual Investment Services, LLC, in Milwaukee, Wisconsin.

Firm Information

Gregory Hoffmann is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Gregory Hoffmann’s Registration & Firm History

WI

03/05/2015 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

WI

05/02/2011 - 01/08/2015

INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)

WI

12/23/2010 - 01/08/2015

SII INVESTMENTS, INC. (APPLETON WI)

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Licenses & Designations

BOTH

Issued 04/06/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/04/2013

Series 53 - Municipal Securities Principal Examination

BC

Issued 09/27/2012

Series 4 - Registered Options Principal Examination

BC

Issued 06/08/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gregory Joseph Hoffmann.
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