Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Fronius is a financial professional with over 29 years of experience in the industry. Gregory is a registered representative with Charles Schwab & CO., Inc. and has been with the firm since November 2006. Prior to joining Charles Schwab, Gregory held positions with Fidelity Brokerage Services, Inc., Lehman Brothers Inc. and Kidder, Peabody & Co. Incorporated. Gregory holds Series 63, 24, 10, 9, 8, 7 and SIE licenses. Gregory provides financial planning and advisory services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
11/02/2006 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
TX
11/08/1994 - 07/05/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
RI
08/07/1991 - 11/07/1994
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NY
03/22/1990 - 08/16/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/20/1989 - 12/13/1989
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 11/27/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/30/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/20/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/08/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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