Unclaimed
Gregory Capello is a financial professional with over 20 years of experience in the industry. Gregory has a broad range of experience, having worked at several firms including Rainmaker Securities, LLC, David M Polen Securities, LLC, GunnAllen Financial, Inc, Thinkequity Partners LLC, and Fulcrum Global Partners LLC. Gregory holds both Series 7 and 63 licenses and is currently registered with Rainmaker Securities, LLC. Gregory is licensed in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
10/09/2023 - Present
Rainmaker Securities, LLC (CORAL GABLES FL)
FL
03/25/2022 - 09/06/2023
RAINMAKER SECURITIES, LLC (CORAL GABLES FL)
FL
03/12/2007 - 09/30/2010
DAVID M POLEN SECURITIES, LLC (BOCA RATON FL)
FL
02/01/2005 - 02/17/2006
GUNNALLEN FINANCIAL, INC (TAMPA FL)
CA
12/01/2003 - 02/03/2005
THINKEQUITY PARTNERS LLC (SAN FRANCISCO CA)
NY
02/13/2002 - 04/24/2003
FULCRUM GLOBAL PARTNERS LLC (NEW YORK NY)
BC
Issued 02/11/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/12/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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