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Gregory Jordan Malik

Cowen AND Co.

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About Gregory Jordan Malik

Gregory Malik is a financial advisor with over 25 years of experience in the industry. Gregory has been registered with Cowen AND Co. since 2010. Gregory has held previous positions with Collins Stewart LLC. and SG Cowen Securities Corporation. Gregory is licensed to provide investment advice in Connecticut, Delaware, New York and Vermont.

Firm Information

Gregory Malik is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Malik’s Registration & Firm History

CT

09/08/2010 - Present

Cowen AND Co. (Stamford CT)

NY

04/14/2004 - 08/20/2010

COLLINS STEWART LLC. (NEW YORK NY)

NY

08/12/1999 - 04/02/2004

SG COWEN SECURITIES CORPORATION (NEW YORK NY)

NY

01/01/1996 - 08/19/1999

C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP) (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/01/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/28/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/11/2005

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/07/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Gregory Jordan Malik.
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