Unclaimed
Gregory Kight is a financial advisor with over 30 years of experience in the industry. He is currently registered with UBS Financial Services Inc. Previously, Gregory Kight was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, MONY Securities Corp., Polaris Financial Services, Inc., MML Investors Services, Inc. and USLIFE Equity Sales Corp. Gregory Kight holds the Series 6, 7, 22, 62, 63, and 65 licenses and the SIE certification. Gregory Kight is also a committee member for the Kappa Alpha Psi Hyattsville/Landover Alumni Chapter. Gregory Kight has been registered with the state of Texas as a resident advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
DC
10/14/2022 - Present
UBS Financial Services Inc. (WASHINGTON DC)
DC
11/21/1998 - 10/17/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WASHINGTON DC)
NY
04/02/1996 - 09/02/1998
MONY SECURITIES CORP. (NEW YORK NY)
NH
01/17/1995 - 04/01/1996
POLARIS FINANCIAL SERVICES, INC. (CONCORD NH)
MA
04/10/1992 - 01/26/1995
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
08/22/1991 - 12/31/1991
USLIFE EQUITY SALES CORP. (NEW YORK NY)
IA
Issued 10/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/09/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/1998
Series 7 - General Securities Representative Examination
BC
Issued 12/30/1996
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 06/13/1995
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 08/20/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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