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Gregory John Toohey

Riversource Distributors, Inc.

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About Gregory John Toohey

Gregory Toohey is a financial advisor in Minneapolis, Minnesota with over 20 years of experience in the financial services industry. Gregory has been registered with Riversource Distributors, Inc. since 2011. Previously, Gregory has held positions at American Enterprise Investment Services Inc., Ameriprise Financial Services, LLC, U.S. BANCORP INVESTMENTS, INC. and FINTEGRA, LLC. Gregory is also a registered representative of Ameriprise Financial Services, LLC. Gregory holds licenses for Series 4, 7, 24, 53, 55, 63, 66 and SIE examinations.

Firm Information

Gregory Toohey is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Toohey’s Registration & Firm History

MN

07/19/2011 - Present

Riversource Distributors, Inc. (MINNEAPOLIS MN)

MN

03/23/2005 - 09/18/2007

U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)

MN

05/20/2003 - 03/07/2005

FINTEGRA, LLC (MINNEAPOLIS MN)

MN

04/03/2001 - 04/28/2003

U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 11/21/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/23/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/16/2011

Series 4 - Registered Options Principal Examination

BC

Issued 12/15/2005

Series 53 - Municipal Securities Principal Examination

BC

Issued 06/16/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/07/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/02/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gregory John Toohey.
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