Unclaimed
Gregory John Stitt is a financial professional with over 25 years of experience in the financial services industry. Gregory is currently registered with Alps Distributors, Inc. in Delaware and New York. Previously, Gregory was registered with Perth Advisors LLC, OppenheimerFunds Distributor, Inc., and The Dreyfus Service Corporation. Gregory holds Series 6, 7, and 63 securities licenses, along with the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/21/2017 - Present
Alps Distributors, Inc. (NEW YORK NY)
NY
08/14/2013 - 05/31/2017
PERTH ADVISORS LLC (NEW YORK NY)
NY
11/05/1993 - 11/08/2004
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
09/11/1991 - 10/22/1993
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NY
09/13/1988 - 01/02/1991
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
CO
04/24/1987 - 10/21/1987
THE STUART-JAMES COMPANY, INC. (DENVER CO)
NA
02/17/1987 - 04/06/1987
FIRST INVESTORS CORPORATION
BC
Issued 10/28/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2013
Series 7 - General Securities Representative Examination
BC
Issued 02/16/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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