Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory John Smith has been a licensed investment professional since 2001. Gregory John Smith works with clients out of the Kokomo, Indiana, office of CFD Investments, Inc. Gregory John Smith has experience with both Broker-dealer (B-D) and Investment Advisor (IA) firms. CFD Investments, Inc. offers a range of services for investors of all types.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IN
10/11/2021 - Present
CFD Investments, Inc. (KOKOMO IN)
FL
08/21/2001 - 09/30/2013
CFD INVESTMENTS, INC. (NAPLES FL)
IA
Issued 09/20/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2021
Series 99TO - Operations Professional Examination
BC
Issued 06/15/2021
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2004
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 08/20/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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