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Gregory John Scott

Equitable Distributors, LLC

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About Gregory John Scott

Gregory John Scott is a financial advisor in Charlotte, North Carolina. Gregory has been working in the industry since 2001 and is currently registered with Equitable Distributors, LLC. Gregory has a strong background in investments, having previously worked with Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Hartford Securities Distribution Company, Inc. and MFS Fund Distributors, Inc. Gregory is a Series 6, 7, 31 and 63 licensed advisor and has also earned the Securities Industry Essentials (SIE) certification. Gregory's experience and qualifications make him a valuable asset to any investor.

Firm Information

Gregory Scott is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Scott’s Registration & Firm History

NC

07/09/2010 - Present

Equitable Distributors, LLC (Charlotte NC)

MA

06/01/2009 - 07/19/2010

MORGAN STANLEY SMITH BARNEY (NORWELL MA)

MA

09/29/2008 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (NORWELL MA)

CT

02/29/2008 - 08/08/2008

HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (SIMSBURY CT)

MA

02/20/2001 - 02/29/2008

MFS FUND DISTRIBUTORS, INC. (BOSTON MA)

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Licenses & Designations

IA

Issued 10/16/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/16/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/11/2008

Series 31 - Futures Managed Funds Examination

BC

Issued 09/25/2008

Series 7 - General Securities Representative Examination

BC

Issued 02/16/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gregory John Scott.
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