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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory John Richards is a financial advisor with Kingswood Wealth Advisors, LLC. Gregory has been in the financial industry for over 20 years and has experience in both brokerage and investment advisory services. Gregory holds a Series 6, 7, 63, 66, and SIE licenses. Gregory is registered in 20 states and is actively involved in providing financial planning, pension consulting, and portfolio management to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
08/28/2023 - Present
Kingswood Wealth Advisors, LLC (SAN DIEGO CA)
AZ
02/05/2020 - 07/17/2023
BENCHMARK INVESTMENTS, LLC (Scottsdale AZ)
AZ
05/17/2011 - 02/04/2020
CENTAURUS FINANCIAL, INC. (SCOTTSDALE AZ)
AZ
12/01/2006 - 05/18/2011
QUESTAR CAPITAL CORPORATION (SUN CITY AZ)
AZ
10/04/2004 - 12/01/2006
USALLIANZ SECURITIES, INC. (SUN CITY AZ)
NA
08/07/1985 - 10/26/1989
FIRST AMERICAN NATIONAL SECURITIES, INC.
BOTH
Issued 01/10/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/17/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2004
Series 7 - General Securities Representative Examination
BC
Issued 08/06/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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