Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory John Pfeifer has over 40 years of experience in the financial services industry. Gregory is currently registered with LPL Financial LLC. Gregory has also held previous positions at SII Investments, Inc., Offerman & Company and Securities Management & Research, Inc.. Gregory is a licensed investment advisor and has Series 63 and Series 65 licenses. Gregory offers a variety of financial services to individuals, businesses, and institutions. These services include financial planning, investment management, and retirement planning. Gregory is committed to providing his clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
02/14/2018 - Present
LPL Financial LLC (MINONG WI)
WI
12/06/1996 - 02/14/2018
SII INVESTMENTS, INC. (KNAPP WI)
MN
02/21/1985 - 12/06/1996
OFFERMAN & COMPANY (MINNEAPOLIS MN)
NA
12/10/1974 - 09/06/1983
SECURITIES MANAGEMENT & RESEARCH, INC.
IA
Issued 11/11/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/18/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 12/05/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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