Unclaimed
Gregory John Peters is a financial professional with over 25 years of experience in the industry. Gregory has held various roles at prominent financial institutions including Salomon Smith Barney Inc., Salomon Brothers Inc., and Morgan Stanley & Co. LLC. Gregory is currently a Registered Representative with Prudential Investment Management Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
12/22/2015 - Present
Prudential Investment Management Services LLC (NEWARK NJ)
NY
08/14/2000 - 05/30/2013
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
09/22/1994 - 07/24/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
11/28/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 10/05/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/2004
Series 24 - General Securities Principal Examination
BC
Issued 08/24/2020
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2001
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 09/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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