Invested Better
Unclaimed

Unclaimed

Unclaimed

Gregory John Peters

Prudential Investment Management Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Gregory? Claim Your Profile

About Gregory John Peters

Gregory John Peters is a financial professional with over 25 years of experience in the industry. Gregory has held various roles at prominent financial institutions including Salomon Smith Barney Inc., Salomon Brothers Inc., and Morgan Stanley & Co. LLC. Gregory is currently a Registered Representative with Prudential Investment Management Services LLC.

Firm Information

Gregory Peters is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Gregory Peters’s Registration & Firm History

NJ

12/22/2015 - Present

Prudential Investment Management Services LLC (NEWARK NJ)

NY

08/14/2000 - 05/30/2013

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

09/22/1994 - 07/24/2000

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

11/28/1997 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

Not sure if Gregory John Peters is right for you?

Licenses & Designations

BC

Issued 10/05/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/11/2004

Series 24 - General Securities Principal Examination

BC

Issued 08/24/2020

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/2001

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 09/21/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gregory John Peters.
Not sure if Gregory John Peters is right for you?