Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory John Morin is a financial professional with over 13 years of experience in the industry. Gregory is currently registered with Imperial Capital, LLC, a firm that is not currently registered with the Investment Advisor's Act of 1940. Previously, Gregory was registered with Barclays Capital Inc. Gregory holds a Series 7, Series 63 and SIE licenses and is licensed in 22 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/02/2013 - Present
Imperial Capital, LLC (NEW YORK NY)
NY
11/11/2009 - 02/26/2013
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 03/06/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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