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Gregory John Ford

Tradition Securities AND Derivatives LLC

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About Gregory John Ford

Gregory John Ford is a registered representative with Tradition Securities AND Derivatives LLC and has been in the securities industry since June 14, 2009. Gregory Ford has passed the Securities Industry Essentials Examination and the General Securities Representative Examination. Tradition Securities AND Derivatives LLC is a registered broker-dealer with the Securities and Exchange Commission and is located in New York, NY.

Firm Information

Gregory Ford is currently registered with Tradition Securities AND Derivatives LLC. Tradition Securities AND Derivatives LLC is a Limited Liability Company formed on March 30, 1989. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Ford’s Registration & Firm History

NY

06/15/2009 - Present

Tradition Securities AND Derivatives LLC (New York NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/12/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Gregory John Ford.
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