Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Dupee is a financial advisor with Janney Montgomery Scott LLC. Gregory has been in the industry since 1993 and holds Series 7, 31, and 63 securities licenses as well as Series 65 for investment advisors. Gregory has held previous positions at RBC Capital Markets, LLC, Wachovia Securities, LLC, First Union Capital Markets Corp., and Prudential Securities Incorporated. Gregory specializes in helping high-net-worth individuals, corporations, and other businesses. In addition, Gregory offers a variety of financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
08/18/2015 - Present
Janney Montgomery Scott LLC (PHILADELPHIA PA)
PA
07/03/2003 - 09/11/2015
RBC CAPITAL MARKETS, LLC (CONSHOHOCKEN PA)
MO
10/01/1999 - 07/03/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
02/23/1996 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
08/04/1993 - 02/27/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 08/20/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 08/03/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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