Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Carlson is a financial advisor with Raymond James & Associates, Inc. Gregory has been a financial advisor since 1988 and has a broad range of experience in the financial services industry. Gregory holds a Series 7, Series 3, Series 31, and Series 65 licenses. Gregory is also a registered investment advisor in the state of Florida. Gregory's areas of expertise include portfolio management for individuals and businesses. Gregory is a member of the Business Referral Networking (BNI) organization and devotes approximately 4-6 hours per month to this organization. Gregory Carlson is committed to providing his clients with the highest quality financial advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/06/2025 - Present
Raymond James & Associates, Inc. (SARASOTA FL)
FL
05/28/2004 - 02/23/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SARASOTA FL)
WI
08/17/1998 - 06/10/2004
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
MD
06/27/1996 - 07/02/1998
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
04/25/1994 - 06/07/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
10/17/1988 - 04/18/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
05/25/1988 - 07/23/1988
WELLSHIRE SECURITIES, INC.
IA
Issued 01/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/10/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 08/18/1995
Series 3 - National Commodity Futures Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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