Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Beal is an active broker and investment advisor representative with a strong track record of success in the financial services industry. Gregory Beal has been in the industry since 1996 and has a diverse background in financial advising. He is currently affiliated with Stifel, Nicolaus & Company, Inc. and has previously held positions with MORGAN STANLEY SMITH BARNEY and CITIGROUP GLOBAL MARKETS INC. Gregory Beal is a highly experienced professional who is dedicated to providing his clients with personalized financial advice and guidance. Gregory Beal holds several licenses and registrations including Series 7, Series 9, Series 10, Series 63, and Series 65. His expertise includes financial planning, pension consulting, portfolio management, and selection of other advisors. Gregory Beal is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
03/08/2012 - Present
Stifel, Nicolaus & Company, Inc. (FREDERICK MD)
MD
06/01/2009 - 03/21/2012
MORGAN STANLEY SMITH BARNEY (FREDERICK MD)
MD
06/22/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (FREDERICK MD)
NY
04/09/1996 - 06/26/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 05/03/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/29/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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